Events

Part 2 of 2 - Market Abuse - Detection and reporting of suspicious orders and transactions (stor)

600 €

at 3.4 KM

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wed. 8 Feb.

14h30-16h30

Objectives
The objectives of this hybrid session are:

to understand the exact scope of the obligation to detect and to report STORs;
to recognise market abuse;
to understand what arrangements, systems and procedures the professional is expected to establish;
to learn about how to properly discharge the obligation to detect and to report STORs.
Content
The presentation will cover in particular the following topics:

Who is subject to the obligation to detect and to report STORs?
Relevant behaviours to be detected and reported;
Maintaining effective arrangements, systems and procedures;
What is a reasonable suspicion?
A priori verification or a posteriori verification?
Practical considerations - who, how, when?
Case studies and real-life examples;
STOR and money laundry suspicion;
Q&A session.

Good to know

Target Group
Professionals in charge of administration, legal and compliance functions in financial institutions, other professionals of the financial sector.

Duration
4 hours (split on 2 trainnig dates, first training date on 7 February).

LanguageEnglish

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