This session will focus on proceedings that financial institutions are most interested in:
Regulatory action by the Securities and Futures Commission;
Civil claim by a client; and
Tribunal / court proceedings by a former employee.
We'll explore challenges including reporting to and cooperating with multiple agencies, managing documents, handling witnesses, managing the timing of hearings and the impact of judgments, awards and enforcement notices on related proceedings.
find out about all the networking events and trainings tailored for you!
find out about all the networking events and trainings tailored for you!
With you consent, we collect data such as your advertising ID and your IP address.
They allow us to provide our services 100% free of charge and to continue improving them so that we provide you with relevant content.
For more information, please refer to our data privacy policy
To check your Favorites, connect to your account!
To check your Favorites, connect to your account!
Sign in to get access to your preferences!
Sign in to follow this category!
Sign in to follow this Good Address!
Sign in to follow this business!
Yes I want to delete it
