Objectives
The training aims to:
provide an overview of the key concepts of the market abuse regime;
help to recognise market abuse;
sensitise to related obligations and prohibited behaviours including unintentional market abuse.
Content
The training session covers the following topics:
Summary description of the MAR framework;
Scope of application of the MAR (with a focus on major differences between the MAR and the repealed Market Abuse Directive);
Inside information and insiders;
Insider dealing and unlawful disclosure of inside information;
Proper handling of inside information;
Market manipulation;
Managers’ transactions;
Investment recommendations and statistics;
Prevention and detection of market abuse;
Summary presentation of the market sounding regime;
Enforcement and sanctions;
Interaction between the MAR and the AML/CTF legislation;
Case studies, real-life examples and best practices;
Q&A session.
Speaker(s)
François Warken (Partner, Capital Markets, Arendt & Medernach).
Target Group
Professionals in charge of administration, legal and compliance functions in financial institutions, other professionals of the financial sector, investment funds and buy-side firms.
Organizer
Arendt House
Where does it take place?
Arendt House
41a Avenue John F. Kennedy
Luxembourg
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