Events

Mifid II - Risk, Compliance, Regulations (fr)

200 €

at 1.8 KM
House of Training Follow

Training
Cybersecurity
Investment
Legislation
Finance
Legal
Taxation
Security
Anti-money laundering
Business Law

mon. 24 Jun.

The description
Training schedule
program
This module deals with the risk, compliance and regulation aspects of the instruments described in the previous modules. As such, specific topics in this section include: Product governance processes as part of the MiFID II Target Market Assessment (with target market categories, customer best interests rules, information in the target market), key points for product manufacturers (guidance notes, acquisition channels, etc.). ) and distributors (distribution strategies, third-country manufacturers, etc.), proportionality (single products, wholesale markets, secondary markets), distributor comments (aggregate comments / product by product, non-recommended sales), portfolio diversification, Acquisition ChainsProcess of approval - The approval process for each of the instruments mentioned above Investor protection - Measures taken to protect investors in each type of instrument Market transparency - Description of the degree of market transparency for each instrument The investor understands the functioning of the marketRisk management - the risk management approach in the relevant market; Effective Risk Management AML / CFT - Measures taken to prevent money laundering and terrorist financing in the relevant market; Areas still causing problems Market abuse - Measures taken to prevent market abuse (insider trading, market manipulation, for example) in the relevant market
certification
This module is part of the MiFID II certification. for more details on this certification, please click here.
Target audience
The persons concerned by the training program are all persons placed under the authority of a professional (or acting on his behalf) subject to the prudential supervision of the CSSF, that is to say persons who provide advice on investment (advisory profile) or information (information profile) on financial instruments. , investment services or ancillary services to clients.
speakers
Experienced specialists selected on the basis of their in-depth knowledge of markets, risks and compliance with MiFID rules I and II and ESMA criteria.

Good to know

duration
8h
language
Delivery of the session: French
Course material: English
Assessment and certification: English or French
place
Luxembourg Chamber of Commerce
7, rue Alcide de GasperiL-1615 Luxembourg Luxembourg
Calculate the itinerary
Planning session Mon 24.06.2019
Download the pdf Schedule
Mon 24.06.2019 at 08h30
8h
MiFID II: Risks, compliance, regulations
Luxembourg Chamber of Commerce