Goals
The training aims to:
provide an overview of the key concepts of the market abuse regime;
help recognize market abuse;
raise awareness of related obligations and prohibited behaviors, including unintentional market abuse.
content
The training session covers the following topics:
Brief description of the MAR framework;
Scope of MAR (with emphasis on the major differences between MAR and the repealed Market Abuse Directive);
Inside and inside information;
Insider trading and illegal disclosure of inside information;
Appropriate treatment of inside information;
Market manipulation;
Managers' transactions;
Investment recommendations and statistics;
Prevention and detection of market abuse;
Brief presentation of The Market survey system;
Application and sanctions;
Interaction between MAR and AML / CTF legislation;
Case studies, real examples and best practices;
Question / answer session.
speakers)
François Warken (Partner, Capital Markets, Arendt & medernach).
Target group
Professionals in charge of administrative, legal and compliance functions in financial institutions, other professionals in the financial sector, investment funds and buy-side companies.
Where does it take place?
Arendt House
41
Avenue John F. Kennedy Luxembourg
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