Objectives
The objectives of this training program are:
To provide participants with an overview of the new market abuse regime
To sensitise participants to prohibited behaviours and unintentional market abuse
To foster risk awareness of participants and help participants to recognize market abuse.
Content
The following topics will be covered:
Summary description of relevant provisions of the new market abuse regime (with a focus on major differences between the repealed Market Abuse Directive and the Market Abuse Regulation)
Presentation of prohibited behaviours
Presentation of a decision tree to identify inside information
Protective measures for staff against unintentional market abuse and prevailing best practices
Presentation of real-life examples of insider dealing, unlawful disclosure of inside information and market manipulation
Reporting of suspicious transactions and orders
Summary presentation of applicable sanctions in case of market abuse
Q&A session
Speakers
François Warken (Partner, Capital Markets, Arendt & Medernach),
Caroline Motzer (Counsel, Capital Markets, Arendt & Medernach).
Where does it take place?
Arendt House
41 Avenue John F. Kennedy
Luxembourg
You could like it :
find out about all the networking events and trainings tailored for you!
find out about all the networking events and trainings tailored for you!
