Events

The PRIIPs regulation

790 €

at 0.7 KM
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Training
Business
Investment Funds
Legislation
Strategy
Finance
Legal
Corporate Management

thu. 14 Nov.

Know the essential elements of a key information document (KID).
To understand the difficulties of implementation of KID production.
Examine the distribution chain for new obligations.

The PRIIPs regulation
Review the PRIIPs Regulation

• Understand the regulatory context and the objectives pursued.

• Identify texts and reference documents.

• Identify articulation with other European regulations.

• Master the definitions.

• Determine the compliance time.

Identify covered and excluded products

• General principle.

• Products targeted in the fund industry.

• Covered insurance products.

• The banking products concerned.

Identify the initiator of the key information document (KID)

• Define the obligations of the initiator.

• Delineate the responsibilities of the initiator.

• Analyze the reproaches that can be addressed to the initiator.

Write the KID (form and content)

• Understand the format of the document.

• Overview of topics and their content.

• The information to be presented in the "What is this product?", "What are the risks and what could it bring me" and "What will cost me this investment".

Prepare commercial communication on KIDs

• Understand the principles of distribution.

• Differentiate the KID from a commercial communication.

• Define the responsibilities of the distributor.

• Anticipate possible pitfalls.

Revise the KID

• Determine the frequency and triggers of the revision of the key information document.

• Communicate information to investors.

Feedback from the production of UCITS KIIDs

• Measure the operational challenges of producing KIIDs.

• Resolve the difficulties of implementation and production of KIIDs.

• Example of "Operating Model" for the production of KIIDs.

• Pitfalls to avoid and recommendations.

• Compare and understand the specificities with banking and insurance products.