Events

Modules 3 and 4: Mitigate your ML/FT risks and International Financial Sanctions

300 €

Arendt Follow

Training
Meeting
Business
Communication
Accounting
Education
Career
Congress
Investment
International
Stock exchange
Information
Architecture
Finance
Legal
Real estate
Languages
Bank
Office

thu. 7 Jul.

09h00-11h00

Objectives

This live 2-hour training session is part of the AML/CFT investment funds series which consists in four training modules. Attendance to the four modules is possible and recommended, but not mandatory.

By the end of the training series, the participants will be able to:

Identify the key topics that shall be covered in the AML/CFT policies and procedures
Understand the due diligence obligations on the investor and investment sides, using a risk-based approach
Be aware of the ongoing monitoring obligations and rules that may be implemented to meet these obligations
Understand how to carry out oversight over delegates
Understand the key principles underpinning the building of a KYC checklist
Understand targeted financial sanctions and proliferation financing obligations

Content

Module 3: Mitigating your ML/TF risks

AML/CFT policy and internal procedures
Risk-based approach / customer and asset due diligence
Ongoing monitoring rules – suspicious transactions monitoring
Performance of due diligence by third parties
Building your KYC checklists
General conclusion

Module 4: International financial sanctions

Targeted financial sanctions and proliferation financing
Key specificities
The costs of non-compliance
Applicable financial sanctions regimes
What are your professional obligations?
Optimising your sanctions framework

Good to know

Target Group

Experienced professionals in charge of front office, administration, legal and compliance functions in banks, management companies, self-managed investment companies and other professionals of the financial sector supervised by the CSSF

Language

English

+ info