objectives
At the end of this training, you will learn about the professional obligations and rules of conduct that bank employees and financial professionals must follow to comply with the ethical principles of the sector.
In this context, you will analyze in detail:
The position and mission of the Financial Sector Supervisory Commission
The main obligations to be respected in the fight against money laundering and the financing of terrorism
Professional obligations
The problem of professional secrecy
Prudential rules
Rules of Conduct (MiFID)
The code of ethics of the ABBL
Insider Trading, Market Manipulation
Economic crime
Computer crime and the resulting obligations for employees
The goals of the Compliance function
Of course, the constant regulatory evolution of this subject will be taken into account.
Program
Introduction
Position and mission of the CSSF
Fight against money laundering and terrorist financing
Professional obligations
The law of 5 April 1993 relating to the financial sector
Banking secret
importance for the financial center
the principles of application
the texts in force
definition and applications
the penalty for breach of bank secrecy
the exceptions
the discharge of responsibility
Prudential rules
Rules of conduct
The ABBL Code of Ethics
Insider trading
The texts
Definition
Obligations for the employee
Economic crime
The texts
Definition
Obligations for the employee
Computer crime
The texts
Definition
Obligations for the employee
The Compliance function
Good to know
Automagically translated from French
Where does it take place?
House of Training
7 Rue Alcide de Gasperi
Luxembourg
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